WebApr 6, 2024 · Each month, we collect detailed information about investment fund sales to UK retail savers and to institutional investors, such as insurance companies or pension schemes. Mostly these funds are UK based and FCA authorised, in the form of unit trusts and open-ended-investment-companies, known as OEICs (as well as a small number of … WebNov 14, 2024 · A guide to UK FCA Authorised Funds. Authorised funds are a cornerstone of the UK’s asset management infrastructure. Our new in-depth UK Authorised Funds Guide by Grania Baird, Jessica Reed and Beth Walsh takes a comprehensive look at the various structures and regulatory types of authorised funds as well as the parties …
FCA warns authorised fund managers over non-compliance
WebJun 30, 2024 · The review by the Financial Conduct Authority (FCA) focused on what are called host-authorised fund managers (AFMs), companies with a vital but often overlooked role in the industry as low-profile ... WebApr 11, 2024 · authorised fund (a) (other than in FEES 6 and COMP ) an ICVC , ACS or an AUT . 133 (b) (in FEES 6 and COMP ) an ICVC , an ACS , an AUT , or a UK ELTIF other than a body corporate that is not a collective investment scheme . 133 santander bank death notification
The FCA’s policy statement Simmons & Simmons
WebDec 1, 2024 · The UK private placement regime is set out at Chapter 3, Part 6 of the Alternative Investment Fund Managers Regulations 2013 (the “ AIFM Regulations ”), and in Rules and Guidance in the Financial Conduct Authority (“ FCA ”) Handbook. There is no definition of private placement. WebJul 8, 2024 · The FCA proposed rules to give AFMs of UK authorised investment funds the ability to use separate new classes of units (or side pockets) to hold the affected investments. Side pockets, the FCA felt, could allow: new investors to enter the fund without sharing in the exposure to the affected investments. existing investors to sell the units ... WebAug 8, 2024 · The UK authorised funds regime has a new type of FCA authorised fund, the “long-term asset fund” or LTAF, which will invest mainly in long-term, illiquid assets, available since 15 November 2024. The purpose of the LTAF is to provide a UK authorised open-ended fund structure that enables investment in long-term, illiquid assets while … short ringlets